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Spread Network to draw financial firms?

There's long been arbitrage activity that requires tight links between the futures and options markets in Chicago and the stock markets in New York. To grease that activity, there's been a lot of... Read more...

Collateral management systems draw more attention

It's fair to say that collateral management was seen as a sleepy backwoods area that got much more attention after the credit crisis (credit crisis news) took hold. Counterparty risk, of course, got... Read more...

Can evidence analytics software help with risk management?

So how much do you really want to monitor your employees? Many executives and front-line managers have little stomach for hardcore electronic eavesdropping. It seems sort of sinister and underhanded.... Read more...

A new era of wealth management data feeds emerging?

Is market and market-related data a crucial driver of success in the wealth management industry? Well, it could be in a couple of ways. Obviously, if a wealth management firm (wealth management news)... Read more...

Could terrorists wreak havoc on market?

There's no indication that the historic Flash Crash of May 6 was the result of targeted action by someone bent on harming the United States. But financial terrorism is a concept that has gotten some... Read more...

Smart order routers becoming smarter

Smart order routers came of age years ago in part to trading firms with their National Best Bid and Offer (NBBO) requirements. But Securities Industry News notes that these systems are undergoing... Read more...

Regulatory issues keeping clouds out of front and back office?

Cloud computing (cloud computing news) has made huge gains on Wall Street in some areas, like customer relationship management and human resources. But in more core financial areas, the trend has... Read more...

So what exactly is Fidelity these days?

Historically, Fidelity Investments (Fidelity news) has been seen as a mutual fund company. Some of you also know the company as a massive retail stock brokerage and a benefits outsourcing service... Read more...

Market data indicator on the way

Does the sheer volume of information exchange really mean anything? You bet it does. Market data appliance company Exegy is working with Essex Radez, a direct exchange and co-location services firm,... Read more...

The nanosecond era to dawn?

We used to measure trade execution times in seconds. Then milliseconds, then microseconds. Are we now on the verge of the nanosecond era? That's one billionth of a second, which is pretty fast!... Read more...

Press Releases

SWS Group, Inc. CEO Resigns

James H. Ross Named to Interim CEO PositionDALLAS, Aug. 19 /PRNewswire-FirstCall/ -- Donald W. Hultgren resigned Wednesday as president, CEO and a member of the Board of Directors of SWS Group, Inc. Read more >>

Penson Worldwide, Inc. Announces Retirement of Co-Founder Daniel P. Son; Will Continue as Director and Consultant

DALLAS--(BUSINESS WIRE)-- Penson Worldwide, Inc. (NASDAQ: PNSN) today announced co-founder Daniel P. Son plans to retire as President effective as of the end of August, 2010, but will continue his Read more >>

JunoTrade Online Trading Firm Debuts with Flat Fee Pricing of $4.95 for Both Equity and Option Trades and 95 Cents Per Con

AUSTIN, Texas--(BUSINESS WIRE)-- JunoTrade Corporation (“JunoTrade”) recently launched their online trading site to offer investors the opportunity to buy stocks online for a low, flat per-trade fee. Read more >>

FINRA Orders SunTrust Investment Services to Pay $1.44 Million for Unsuitable UIT, Closed-End Fund and Mutual Fund Transac

Sanction Includes $540,000 in Restitution to Disadvantaged Customers; Broker Barred in Separate Action, Former Branch Manager Suspended WASHINGTON--(BUSINESS WIRE)-- The Financial Industry Regulatory Read more >>

Media Advisory: Access to quarterly results information

TORONTO, July 22 /PRNewswire-FirstCall/ - Canaccord Financial Inc. (TSX: CF, AIM: CF.) is scheduled to release its first quarter earnings and supplementary financial information on Thursday, August Read more >>